The first and best known of these trials was that of the major war criminals before the International Military Tribunal (IMT). It was described as "the greatest trial in history" by Sir Norman Birkett, one of the British judges who presided over them. Held between 20 November 1945 and 1 October 1946, the Tribunal was given the task of trying 24 of the most important political and military leaders of the Third Reich – though the proceeding against Martin Bormann was tried in absentia, while another defendant, Robert Ley, committed suicide within a week of the trial's commencement.
Adolf Hitler, Wilhelm Burgdorf, Hans Krebs and Joseph Goebbels had all committed suicide in the spring of 1945 to avoid capture. Heinrich Himmler attempted to commit suicide, but was captured before he could succeed; he committed suicide one day after being arrested by British forces. Krebs and Burgdorf committed suicide two days after Hitler in the same place. Reinhard Heydrich had been assassinated by Czech partisans in 1942. Josef Terboven killed himself with dynamite in Norway in 1945. Adolf Eichmann fled to Argentina to avoid Allied capture, but was apprehended by Israel's intelligence service (Mossad) and hanged in 1962. Hermann Göring was sentenced to death, but committed suicide by consuming cyanide the night before his execution in defiance of his captors. Miklós Horthy appeared as a witness at the Ministries trial held in Nuremberg in 1948.
This article primarily deals with the first trial, which was conducted by the IMT. Further trials of lesser war criminals were conducted under Control Council Law No. 10 at the U.S. Nuremberg Military Tribunal (NMT), which included the Doctors' trial and the Judges' Trial.
The categorization of the crimes and the constitution of the court represented a juridical advance that would be used afterwards by the United Nations for the development of a specific international jurisprudence in matters of war crime, crimes against humanity, war of aggression, as well as for the creation of the International Criminal Court. The Nuremberg indictment also mentions genocide for the first time in international law (Count three, war crimes : "the extermination of racial and national groups, against the civilian populations of certain occupied territories in order to destroy particular races and classes of people and national, racial, or religious groups, particularly Jews, Poles, and Gypsies and others.")
Coordinates: The Nuremberg trials (German: Die Nürnberger Prozesse) were a series of military tribunals held by the Allied forces under international law and the laws of war after World War II. The trials were most notable for the prosecution of prominent members of the political, military, judicial and economic leadership of Nazi Germany, who planned, carried out, or otherwise participated in the Holocaust and other war crimes. The trials were held in the city of Nuremberg, Germany, and their decisions marked a turning point between classical and contemporary international law.
A precedent for trying those accused of war crimes had been set at the end of World War I in the Leipzig War Crimes Trials held in May to July 1921 before the Reichsgericht (German Supreme Court) in Leipzig, although these had been on a very limited scale and largely regarded as ineffectual. At the beginning of 1940, the Polish government-in-exile asked the British and French governments to condemn the German invasion of their country. The British initially declined to do so; however, in April 1940, a joint declaration was issued by the British, French and Polish. Relatively bland because of Anglo-French reservations, it proclaimed the trio's "desire to make a formal and public protest to the conscience of the world against the action of the German government whom they must hold responsible for these crimes which cannot remain unpunished."
Three-and-a-half years later, the stated intention to punish the Germans was much more trenchant. On 1 November 1943, the Soviet Union, the United Kingdom and the United States published their "Declaration on German Atrocities in Occupied Europe", which gave a "full warning" that, when the Nazis were defeated, the Allies would "pursue them to the uttermost ends of the earth ... in order that justice may be done. ... The above declaration is without prejudice to the case of the major war criminals whose offences have no particular geographical location and who will be punished by a joint decision of the Government of the Allies." This intention by the Allies to dispense justice was reiterated at the Yalta Conference and at Potsdam in 1945.
British War Cabinet documents, released on 2 January 2006, showed that as early as December 1944 the Cabinet had discussed their policy for the punishment of the leading Nazis if captured. The British Prime Minister, Winston Churchill, had then advocated a policy of summary execution in some circumstances, with the use of an Act of Attainder to circumvent legal obstacles, being dissuaded from this only by talks with US and Soviet leaders later in the war.
In late 1943, during the Tripartite Dinner Meeting at the Tehran Conference, the Soviet leader, Joseph Stalin, proposed executing 50,000–100,000 German staff officers. US President Franklin D. Roosevelt joked that perhaps 49,000 would do. Churchill, believing them to be serious, denounced the idea of "the cold blooded execution of soldiers who fought for their country" and that he would rather be "taken out in the courtyard and shot" himself than partake in any such action. However, he also stated that war criminals must pay for their crimes and that, in accordance with the Moscow Document which he himself had written, they should be tried at the places where the crimes were committed. Churchill was vigorously opposed to executions "for political purposes." According to the minutes of a meeting between Roosevelt and Stalin at Yalta, on 4 February 1945, at the Livadia Palace, President Roosevelt "said that he had been very much struck by the extent of German destruction in Crimea and therefore he was more bloodthirsty in regard to the Germans than he had been a year ago, and he hoped that Marshal Stalin would again propose a toast to the execution of 50,000 officers of the German Army."
Henry Morgenthau Jr., US Secretary of the Treasury, suggested a plan for the total denazification of Germany; this was known as the Morgenthau Plan. The plan advocated the forced de-industrialisation of Germany and the summary execution of so-called "arch-criminals", i.e. the major war criminals. Roosevelt initially supported this plan, and managed to convince Churchill to support it in a less drastic form. Later, details were leaked generating widespread condemnation by the nation's newspapers. Roosevelt, aware of strong public disapproval, abandoned the plan, but did not adopt an alternative position on the matter. The demise of the Morgenthau Plan created the need for an alternative method of dealing with the Nazi leadership. The plan for the "Trial of European War Criminals" was drafted by Secretary of War Henry L. Stimson and the War Department. Following Roosevelt's death in April 1945, the new president, Harry S. Truman, gave strong approval for a judicial process. After a series of negotiations between Britain, the US, Soviet Union and France, details of the trial were worked out. The trials were to commence on 20 November 1945, in the Bavarian city of Nuremberg.
On 20 April 1942, representatives from the nine countries occupied by Germany met in London to draft the "Inter-Allied Resolution on German War Crimes". At the meetings in Tehran (1943), Yalta (1945) and Potsdam (1945), the three major wartime powers, the United Kingdom, United States, and the Soviet Union, agreed on the format of punishment for those responsible for war crimes during World War II. France was also awarded a place on the tribunal. The legal basis for the trial was established by the London Charter, which was agreed upon by the four so-called Great Powers on 8 August 1945,  and which restricted the trial to "punishment of the major war criminals of the European Axis countries"
Some 200 German war crimes defendants were tried at Nuremberg, and 1,600 others were tried under the traditional channels of military justice. The legal basis for the jurisdiction of the court was that defined by the Instrument of Surrender of Germany. Political authority for Germany had been transferred to the Allied Control Council which, having sovereign power over Germany, could choose to punish violations of international law and the laws of war. Because the court was limited to violations of the laws of war, it did not have jurisdiction over crimes that took place before the outbreak of war on 1 September 1939.
Leipzig and Luxembourg were briefly considered as the location for the trial. The Soviet Union had wanted the trials to take place in Berlin, as the capital city of the 'fascist conspirators', but Nuremberg was chosen as the site for two reasons, with the first one having been the decisive factor:
As a compromise with the Soviets, it was agreed that while the location of the trial would be Nuremberg, Berlin would be the official home of the Tribunal authorities. It was also agreed that France would become the permanent seat of the IMT and that the first trial (several were planned) would take place in Nuremberg.
Most of the accused had previously been detained at Camp Ashcan, a processing station and interrogation center in Luxembourg, and were moved to Nuremberg for the trial.
Each of the four countries provided one judge and an alternative, as well as a prosecutor.
Assisting Jackson were the lawyers Telford Taylor, William S. Kaplan and Thomas J. Dodd, and Richard Sonnenfeldt, a US Army interpreter. Assisting Shawcross were Major Sir David Maxwell-Fyfe and Sir John Wheeler-Bennett. Mervyn Griffith-Jones, who was later to become famous as the chief prosecutor in the Lady Chatterley's Lover obscenity trial, was also on Shawcross's team. Shawcross also recruited a young barrister, Anthony Marreco, who was the son of a friend of his, to help the British team with the heavy workload.
The vast majority of the defense attorneys were German lawyers. These included Georg Fröschmann, Heinz Fritz (Hans Fritzsche), Otto Kranzbühler (Karl Dönitz), Otto Pannenbecker (Wilhelm Frick), Alfred Thoma (Alfred Rosenberg), Kurt Kauffmann (Ernst Kaltenbrunner), Hans Laternser (general staff and high command), Franz Exner (Alfred Jodl), Alfred Seidl (Hans Frank), Otto Stahmer (Hermann Göring), Walter Ballas (Gustav Krupp von Bohlen und Halbach), Hans Flächsner (Albert Speer), Günther von Rohrscheidt (Rudolf Hess), Egon Kubuschok (Franz von Papen), Robert Servatius (Fritz Sauckel), Fritz Sauter (Joachim von Ribbentrop), Walther Funk (Baldur von Schirach), Hanns Marx (Julius Streicher), Otto Nelte (Wilhelm Keitel), and Herbert Kraus/Rudolph Dix (both working for Hjalmar Schacht). The main counsel were supported by a total of 70 assistants, clerks and lawyers. The defense witnesses included several men who took part in the war crimes during World War II, such as Rudolf Höss. The men testifying for the defense hoped to receive more lenient sentences. All of the men testifying on behalf of the defense were found guilty on several counts.
The International Military Tribunal was opened on 19 November 1945 in the Palace of Justice in Nuremberg. The first session was presided over by the Soviet judge, Nikitchenko. The prosecution entered indictments against 24 major war criminals and seven organizations – the leadership of the Nazi party, the Reich Cabinet, the Schutzstaffel (SS), Sicherheitsdienst (SD), the Gestapo, the Sturmabteilung (SA) and the "General Staff and High Command", comprising several categories of senior military officers.[avalon 1] These organizations were to be declared "criminal" if found guilty.
The indictments were for:
The 24 accused were, with respect to each charge, either indicted but not convicted (I), indicted and found guilty (G), or not charged (—), as listed below by defendant, charge, and eventual outcome:
|Martin Bormann||I||—||G||G||Death (in absentia)||Successor to Hess as Nazi Party Secretary. Sentenced to death in absentia.[avalon 2] Remains found in Berlin in 1972 and eventually dated to 2 May 1945 (per Artur Axmann's account); thought to have been killed trying to flee Berlin in the last few days of the war.|
|Karl Dönitz||I||G||G||—||10 years||Leader of the Kriegsmarine from 1943, succeeded Raeder. Initiator of the U-boat campaign. Briefly became President of Germany following Hitler's death.[avalon 3] Convicted of carrying out unrestricted submarine warfare in breach of the 1936 Second London Naval Treaty, but was not punished for that charge because the United States committed the same breach. Released 1 October 1956. Died 24 December 1980. Defense attorney: Otto Kranzbühler|
|Hans Frank||I||—||G||G||Death||Reich Law Leader 1933–45 and Governor-General of the General Government in occupied Poland 1939–45. Expressed repentance.[avalon 4] Hanged 16 October 1946.|
|Wilhelm Frick||I||G||G||G||Death||Hitler's Minister of the Interior 1933–43 and Reich Protector of Bohemia and Moravia 1943–45. Co-authored the Nuremberg Race Laws.[avalon 5] Hanged 16 October 1946.|
|Hans Fritzsche||I||I||I||—||Acquitted||Popular radio commentator; head of the news division of the Nazi Propaganda Ministry.[avalon 6] Released early in 1950. Fritzsche had made himself a career within German radio, because his voice was similar to Goebbels's. Died 27 September 1953.|
|Hitler's Minister of Economics; succeeded Schacht as head of the Reichsbank. Released because of ill health on 16 May 1957.[avalon 7] Died 31 May 1960.|
|Hermann Göring||G||G||G||G||Death||Reichsmarschall, Commander of the Luftwaffe 1935–45, Chief of the 4-Year Plan 1936–45, and original head of the Gestapo before turning it over to the SS in April 1934. Originally the second-highest-ranked member of the Nazi Party and Hitler's designated successor, he fell out of favor with Hitler in April 1945. Highest ranking Nazi official to be tried at Nuremberg.  Committed suicide the night before his execution.[avalon 8]|
|Hitler's Deputy Führer until he flew to Scotland in 1941 in an attempt to broker peace with the United Kingdom. Had been imprisoned since then. After trial, incarcerated at Spandau Prison, where he committed suicide in 1987.[avalon 9]|
|Alfred Jodl||G||G||G||G||Death||Wehrmacht Generaloberst, Keitel's subordinate and Chief of the OKW's Operations Division 1938–45. Signed orders for the summary execution of Allied commandos and Soviet commissars [avalon 10] Signed the instruments of surrender on 7 May 1945 in Reims as the representative of Karl Dönitz. Hanged 16 October 1946. Posthumously rehabilitated in 1953, which was later reversed.|
|Ernst Kaltenbrunner||I||—||G||G||Death||Highest-ranking SS leader to be tried at Nuremberg. Chief of RSHA 1943–45, the Nazi organ comprising the intelligence service (SD), Secret State Police (Gestapo) and Criminal Police (Kripo) and having overall command over the Einsatzgruppen.[avalon 11] Hanged 16 October 1946.|
|Wilhelm Keitel||G||G||G||G||Death||Head of Oberkommando der Wehrmacht (OKW) and de facto defence minister 1938–45. Known for his unquestioning loyalty to Hitler. Signed numerous orders calling for soldiers and political prisoners to be executed. Expressed repentance.[avalon 12] Hanged 16 October 1946.|
|Gustav Krupp von Bohlen und Halbach||I||I||I||No decision||Major industrialist. C.E.O. of Friedrich Krupp AG 1912–45. Medically unfit for trial; he had been partially paralyzed since 1941. Due to an error, Gustav, instead of his son Alfried (who ran Krupp for his father during most of the war), was selected for indictment. The prosecutors attempted to substitute his son in the indictment, but the judges rejected this due to proximity to trial. However, the charges against him remained on record in the event he should recover (he died in February 1950). Alfried was tried in a separate Nuremberg trial (the Krupp Trial) for the use of slave labour, thereby escaping worse charges and possible execution.|
|Robert Ley||I||I||I||I||No decision||Head of DAF, German Labour Front. Committed suicide on 25 October 1945, before the trial began. Indicted but neither acquitted nor found guilty as trial did not proceed.|
|Baron Konstantin von Neurath||G||G||G||G||15 years||Minister of Foreign Affairs 1932–38, succeeded by Ribbentrop. Later, Reich Protector of Bohemia and Moravia 1939–43. On furlough since 1941, he resigned in 1943 because of a dispute with Hitler. Released (ill health) 6 November 1954[avalon 13] after suffering a heart attack. Died 14 August 1956.|
|Franz von Papen||I||I||—||—||Acquitted||Chancellor of Germany in 1932 and Vice-Chancellor under Hitler in 1933–34. Ambassador to Austria 1934–38 and ambassador to Turkey 1939–44. Although acquitted at Nuremberg, von Papen was reclassified as a war criminal in 1947 by a German de-Nazification court, and sentenced to eight years' hard labour. He was acquitted following appeal after serving two.[avalon 14]|
|Erich Raeder||G||G||G||—||Life imprisonment||Commander In Chief of the Kriegsmarine from 1928 until his retirement in 1943, succeeded by Dönitz. Released (ill health) 26 September 1955.[avalon 15] Died 6 November 1960.|
|Joachim von Ribbentrop||G||G||G||G||Death||Ambassador-Plenipotentiary 1935–36. Ambassador to the United Kingdom 1936–38. Minister of Foreign Affairs 1938–45.[avalon 16] Expressed repentance. Hanged 16 October 1946.|
|Alfred Rosenberg||G||G||G||G||Death||Racial theory ideologist. Later, Minister of the Eastern Occupied Territories 1941–45.[avalon 17] Hanged 16 October 1946.|
|Fritz Sauckel||I||I||G||G||Death||Gauleiter of Thuringia 1927–45. Plenipotentiary of the Nazi slave labor program 1942–45.[avalon 18] Hanged 16 October 1946. Defense attorney: Robert Servatius|
|Dr. Hjalmar Schacht||I||I||—||—||Acquitted||Prominent banker and economist. Pre-war president of the Reichsbank 1923–30 & 1933–38 and Economics Minister 1934–37. Admitted to violating the Treaty of Versailles.[avalon 19] Many at Nuremberg alleged that the British had brought about Schacht's acquittal to safeguard German industrialists and financiers; Francis Biddle revealed Geoffrey Lawrence had argued that Schacht, being a "man of character", was nothing like the other "ruffians" on trial. By 1944, he had been imprisoned in a concentration camp by the Nazis, and was outraged to be put on trial as a major war criminal.|
|Baldur von Schirach||I||—||—||G||20 years||Head of the Hitlerjugend from 1933–40, Gauleiter of Vienna 1940–45. Expressed repentance.[avalon 20]|
|Arthur Seyss-Inquart||I||G||G||G||Death||Instrumental in the Anschluss and briefly Austrian Chancellor 1938. Deputy to Frank in Poland 1939–40. Later, Reichskommissar of the occupied Netherlands 1940–45. Expressed repentance.[avalon 21] Hanged 16 October 1946.|
|Albert Speer||I||I||G||G||20 years||Hitler's friend, favorite architect, and Minister of Armaments from 1942 until the end of the war. In this capacity, he was ultimately responsible for the use of slave labourers from the occupied territories in armaments production. Expressed repentance.[avalon 22]|
|Julius Streicher||I||—||—||G||Death||Gauleiter of Franconia 1922–40, when he was relieved of authority but allowed by Hitler to keep his official title. Publisher of the anti-Semitic weekly newspaper Der Stürmer.[avalon 23] Hanged 16 October 1946.|
The Rorschach test was administered to the defendants, along with the Thematic Apperception Test and a German adaptation of the Wechsler-Bellevue Intelligence Test. All were above average intelligence, several considerably so.
|Neurath, Konstantin von||125|
|Papen, Franz von||134|
|Ribbentrop, Joachim von||129|
|Schirach, Baldur von||130|
Throughout the trials, specifically between January and July 1946, the defendants and a number of witnesses were interviewed by American psychiatrist Leon Goldensohn. His notes detailing the demeanor and comments of the defendants survive; they were edited into book form and published in 2004. Jean Delay was the psychiatric expert for the French delegation in the trial of Rudolf Hess.
The accusers were successful in unveiling the background of developments leading to the outbreak of World War II, which cost at least 55 million lives in Europe alone, as well as the extent of the atrocities committed in the name of the Hitler regime. Twelve of the accused were sentenced to death, seven received prison sentences (ranging from 10 years to life sentence), three were acquitted, and two were not charged.
The death sentences were carried out on 16 October 1946 by hanging using the standard drop method instead of long drop. The U.S. Army denied claims that the drop length was too short which caused the condemned to die slowly from strangulation instead of quickly from a broken neck, but evidence remains that some of the condemned men died agonizingly slowly, struggling for 14 to 28 minutes before finally choking to death. The executioner was John C. Woods. The executions took place in the gymnasium of the court building (demolished in 1983).
Although the rumor has long persisted that the bodies were taken to Dachau and burned there, they were actually incinerated in a crematorium in Munich, and the ashes scattered over the river Isar. The French judges suggested that the military condemned (Göring, Keitel and Jodl) be shot by a firing squad, as is standard for military courts-martial, but this was opposed by Biddle and the Soviet judges, who argued that the military officers had violated their military ethos and were not worthy of death by being shot, which was considered to be more dignified. The prisoners sentenced to incarceration were transferred to Spandau Prison in 1947.
Of the 12 defendants sentenced to death by hanging, two were not hanged: Martin Bormann was convicted in absentia (he had, unknown to the Allies, died while trying to escape from Berlin in May 1945), and Hermann Göring committed suicide the night before the execution. The remaining 10 defendants sentenced to death were hanged.
The definition of what constitutes a war crime is described by the Nuremberg principles, a set of guidelines document which was created as a result of the trial. The medical experiments conducted by German doctors and prosecuted in the so-called Doctors' Trial led to the creation of the Nuremberg Code to control future trials involving human subjects, a set of research ethics principles for human experimentation.
Of the indicted organizations the following were found not to be criminal:
The American authorities conducted subsequent Nuremberg Trials in their occupied zone.
Other trials conducted after the first Nuremberg trial include the following:
While Sir Geoffrey Lawrence of Britain was the judge chosen as president of the court, the most prominent of the judges at trial arguably was his American counterpart, Francis Biddle. Prior to the trial, Biddle had been Attorney General of the United States but had been asked to resign by Truman earlier in 1945.
Some accounts argue that Truman had appointed Biddle as the main American judge for the trial as an apology for asking for his resignation. Ironically, Biddle was known during his time as Attorney General for opposing the idea of prosecuting Nazi leaders for crimes committed before the beginning of the war, even sending out a memorandum on 5 January 1945 on the subject. The note also expressed Biddle's opinion that instead of proceeding with the original plan for prosecuting entire organizations, there should simply be more trials that would prosecute specific offenders.
Biddle soon changed his mind, as he approved a modified version of the plan on 21 January 1945, likely due to time constraints, since the trial would be one of the main issues discussed at Yalta. At trial, the Nuremberg tribunal ruled that any member of an organization convicted of war crimes, such as the SS or Gestapo, who had joined after 1939 would be considered a war criminal. Biddle managed to convince the other judges to make an exemption for any member who was drafted or had no knowledge of the crimes being committed by these organizations.
Justice Robert H. Jackson played an important role in not only the trial itself, but also in the creation of the International Military Tribunal, as he led the American delegation to London that, in the summer of 1945, argued in favour of prosecuting the Nazi leadership as a criminal conspiracy. According to Airey Neave, Jackson was also the one behind the prosecution's decision to include membership in any of the six criminal organizations in the indictments at the trial, though the IMT rejected this on the grounds that it was wholly without precedent in either international law or the domestic laws of any of the Allies. Jackson also attempted to have Alfried Krupp be tried in place of his father, Gustav, and even suggested that Alfried volunteer to be tried in his father's place. Both proposals were rejected by the IMT, particularly by Lawrence and Biddle, and some sources indicate that this resulted in Jackson being viewed unfavourably by the latter.
Thomas Dodd was a prosecutor for the United States. There was an immense amount of evidence backing the prosecutors' case, especially since meticulous records of the Nazis' actions had been kept. There were records taken in by the prosecutors that had signatures from specific Nazis signing for everything from stationery supplies to Zyklon B gas, which was used to kill the inmates of the deathcamps. Thomas Dodd showed a series of pictures to the courtroom after reading through the documents of crimes committed by the defendants. The showing consisted of pictures displaying the atrocities performed by the defendants. The pictures had been gathered when the inmates were liberated from the concentration camps.
Henry F. Gerecke, a Lutheran pastor, and Sixtus O'Connor, a Roman Catholic priest, were sent to minister to the Nazi defendants. Photographs of the trial were taken by a team of about a dozen US Army still photographers, under the direction of chief photographer Ray D'Addario.
The Tribunal is celebrated for establishing that "[c]rimes against international law are committed by men, not by abstract entities, and only by punishing individuals who commit such crimes can the provisions of international law be enforced." The creation of the IMT was followed by trials of lesser Nazi officials and the trials of Nazi doctors, who performed experiments on people in prison camps. It served as the model for the International Military Tribunal for the Far East which tried Japanese officials for crimes against peace and against humanity. It also served as the model for the Eichmann trial and for present-day courts at The Hague, for trying crimes committed during the Balkan wars of the early 1990s, and at Arusha, for trying the people responsible for the genocide in Rwanda.
The Nuremberg trials had a great influence on the development of international criminal law. The Conclusions of the Nuremberg trials served as models for:
The International Law Commission, acting on the request of the United Nations General Assembly, produced in 1950 the report Principles of International Law Recognized in the Charter of the Nürnberg Tribunal and in the Judgement of the Tribunal (Yearbook of the International Law Commission, 1950, vol. II). See Nuremberg Principles.
The influence of the tribunal can also be seen in the proposals for a permanent international criminal court, and the drafting of international criminal codes, later prepared by the International Law Commission.
Tourists can visit courtroom 600 on days when no trial is on. A permanent exhibition has been dedicated to the trials.
The Nuremberg trials initiated a movement for the prompt establishment of a permanent international criminal court, eventually leading over fifty years later to the adoption of the Statute of the International Criminal Court. This movement was brought about because during the trials, there were conflicting court methods between the German court system and the U.S. court system. The crime of conspiracy was unheard of in the civil law systems of the Continent. Therefore, the German defense found it unfair to charge the defendants with conspiracy to commit crimes, while the judges from common-law countries were used to doing so.
It [IMT] was the first successful international criminal court, and has since played a pivotal role in the development of international criminal law and international institutions.
Critics of the Nuremberg trials argued that the charges against the defendants were only defined as "crimes" after they were committed and that therefore the trial was invalid, and thus seen as a form of "victor's justice".
Quincy Wright, writing eighteen months after the conclusion of the IMT, explained the opposition to the Tribunal thus:
The assumptions underlying the Charter of the United Nations, the Statute of the International Court of Justice, and the Charter of the Nuremberg Tribunal are far removed from the positivistic assumptions which greatly influenced the thought of international jurists in the nineteenth century. Consequently, the activities of those institutions have frequently been vigorously criticized by positivistic jurists ... [who] have asked: How can principles enunciated by the Nuremberg Tribunal, to take it as an example, be of legal value until most of the states have agreed to a tribunal with jurisdiction to enforce those principles? How could the Nuremberg Tribunal have obtained jurisdiction to find Germany guilty of aggression, when Germany had not consented to the Tribunal? How could the law, first explicitly accepted in the Nuremberg Charter of 1945, have bound the defendants in the trial when they committed the acts for which they were indicted years earlier?
Chief Justice of the United States Supreme Court Harlan Fiske Stone called the Nuremberg trials a fraud. "(Chief U.S. prosecutor) Jackson is away conducting his high-grade lynching party in Nuremberg, ... I don't mind what he does to the Nazis, but I hate to see the pretense that he is running a court and proceeding according to common law. This is a little too sanctimonious a fraud to meet my old-fashioned ideas", Stone wrote.
Jackson, in a letter discussing the weaknesses of the trial, in October 1945 told U.S. President Harry S. Truman that the Allies themselves "have done or are doing some of the very things we are prosecuting the Germans for. The French are so violating the Geneva Convention in the treatment of prisoners of war that our command is taking back prisoners sent to them. We are prosecuting plunder and our Allies are practising it. We say aggressive war is a crime and one of our allies asserts sovereignty over the Baltic States based on no title except conquest."
Associate Supreme Court Justice William O. Douglas charged that the Allies were guilty of "substituting power for principle" at Nuremberg. "I thought at the time and still think that the Nuremberg trials were unprincipled," he wrote. "Law was created ex post facto to suit the passion and clamor of the time."
Robert A. Taft, a US Senate Majority Leader from Ohio and son of William Howard Taft, criticized the Nuremberg Trials for trying Nazi war criminals under ex post facto laws which resulted in his failure to secure the Republican nomination for President in 1948.
A number of Germans who agreed with the idea of punishment for war crimes admitted trepidation concerning the trials. A contemporary German jurist said:
That the defendants at Nuremberg were held responsible, condemned and punished, will seem to most of us initially as a kind of historical justice. However, no one who takes the question of guilt seriously, above all no responsibly thoughtful jurist, will be content with this sensibility nor should they be allowed to be. Justice is not served when the guilty parties are punished in any old way, even if this seems appropriate with regard to their measure of guilt. Justice is only served when the guilty are punished in a way that carefully and conscientiously considers their criminal errors according to the provisions of valid law under the jurisdiction of a legally appointed judge.
The validity of the court has been questioned on a number of grounds:
The Tribunal shall not require proof of facts of common knowledge but shall take judicial notice thereof. It shall also take judicial notice of official governmental documents and reports of the United [Allied] Nations, including acts and documents of the committees set up in the various allied countries for the investigation of war crimes, and the records and findings of military and other Tribunals of any of the United [Allied] Nations.
Attractive as this argument may sound in theory, it ignores the fact that it runs counter to the administration of law in every country. If it were true then no spy could be given a legal trial, because his case is always heard by judges representing the enemy country. Yet no one has ever argued that in such cases it was necessary to call on neutral judges. The prisoner has the right to demand that his judges shall be fair, but not that they shall be neutral. As Lord Wright has pointed out, the same principle is applicable to ordinary criminal law because 'a burglar cannot complain that he is being tried by a jury of honest citizens'."
One criticism that was made of the IMT was that some treaties were not binding on the Axis powers because they were not signatories. This was addressed in the judgment relating to war crimes and crimes against humanity,[avalon 26] which contains an expansion of customary law: "the [Hague] Convention expressly stated that it was an attempt 'to revise the general laws and customs of war,' which it thus recognised to be then existing, but by 1939 these rules laid down in the Convention were recognised by all civilised nations, and were regarded as being declaratory of the laws and customs of war which are referred to in Article 6 (b) of the [London] Charter."
The Nuremberg Trials employed four official languages: English, French, German and Russian. In order to address the complex linguistic issues that clouded over the proceedings, interpretation and translation departments had to be established. However, it was feared that consecutive interpretation would slow down the proceedings significantly. What is therefore unique in both the Nuremberg tribunals and history of the interpretation profession was the introduction of an entirely new technique, extempore simultaneous interpretation. This technique of interpretation requires the interpreter to listen to a speaker in a source (or passive) language and orally translate that speech into another language in real time, that is, simultaneously, through headsets and microphones. Interpreters were split into four sections, one for each official language, with three interpreters per section working from the other three languages into the fourth (their mother tongue). For instance, the English booth consisted of three interpreters, one working from German into English, one working from French, and one from Russian, etc. Defendants who did not speak any of the four official languages were provided with consecutive court interpreters. Some of the languages heard over the course of the proceedings included Yiddish, Hungarian, Czech, Ukrainian, and Polish.
The equipment used to establish this system was provided by IBM, and included an elaborate setup of cables which were hooked up to headsets and single earphones directly from the four interpreting booths (often referred to as "the aquarium"). Four channels existed for each working language, as well as a root channel for the proceedings without interpretation. Switching of channels was controlled by a setup at each table in which the listener merely had to turn a dial in order to switch between languages. People tripping over the floor-laid cables often led to the headsets getting disconnected, with several hours at a time sometimes being taken in order to repair the problem and continue on with the trials.
Interpreters were recruited and examined by the respective countries in which the official languages were spoken: the United States, United Kingdom, France, the Soviet Union, Germany, Switzerland, and Austria, as well as in special cases Belgium and the Netherlands. Many were former translators, army personnel, and linguists, some were experienced consecutive interpreters, others were ordinary individuals and even recent secondary school-graduates who led international lives in multilingual environments. It was, and still is believed, that the qualities that made the best interpreters were not just a perfect understanding of two or more languages, but more importantly a broad sense of culture, encyclopedic knowledge, inquisitiveness, as well as a naturally calm disposition.
With the simultaneous technique being extremely new, interpreters practically trained themselves, but many could not handle the pressure or the psychological strain. Many often had to be replaced, many returned to the translation department, and many left. Serious doubts were given as to whether interpretation provided a fair trial for the defendants, particularly because of fears of mistranslation and errors made on transcripts. The translation department had to also deal with the overwhelming problem of being understaffed and overburdened with an influx of documents that could not be kept up with. More often than not, interpreters were stuck in a session without having proper documents in front of them and were relied upon to do sight translation or double translation of texts, causing further problems and extensive criticism. Other problems that arose included complaints from lawyers and other legal professionals with regard to questioning and cross-examination. Legal professionals were most often appalled at the slower speed at which they had to conduct their task because of the extended time required for interpreters to render an interpretation properly. Also, a number of interpreters protested the idea of using vulgar language, especially if it referred to Jews or the conditions of the Nazi concentration camps. Bilingual/trilingual members who attended the trials picked up quickly on this aspect of character and were equally quick to file complaints.
Yet, despite the extensive trial and error, without the interpretation system the trials would not have been possible and in turn revolutionized the way multilingual issues were addressed in tribunals and conferences. A number of the interpreters following the trials were immediately recruited into the newly formed United Nations, while others returned to their ordinary lives, pursued other careers, or worked freelance. Outside the boundaries of the trials, many interpreters continued their positions on weekends interpreting for dinners, private meetings between judges, and excursions between delegates. Others worked as investigators or editors, or aided the translation department when they could, often using it as an opportunity to sharpen their skills and to correct poor interpretations on transcripts before they were available for public record.
For further reference, a book titled The Origins of Simultaneous Interpretation: The Nuremberg Trial, written by interpreter Francesca Gaiba, was published by the University of Ottawa Press in 1998.
Today, all major international organizations, as well as any conference or government that uses more than one official language, uses extempore simultaneous interpretation. Notable bodies include the Parliament of Kosovo with three official languages, the Parliament of Canada with two official languages, the Parliament of South Africa with eleven official languages, the European Union with twenty-four official languages, and the United Nations with six official working languages.
The tribunal's eventual decision was that Gustav Krupp could not be tried because of his condition but that 'the charges against him in the Indictment should be retained for trial thereafter if the physical and mental condition of the defendant should permit'.
The trial removed 11 of the most despicable Nazis from life itself. In the early morning hours of Wednesday, October 16, 1946, ten men died in the courthouse gymnasium in a botched hanging that left some strangled to death for as long as 25 minutes.
the experienced Army hangman, Master Sgt. John C. Woods, botched the execution. A number of the hanged Nazis died, not quickly from a broken neck as intended, but agonizingly from slow strangulation. Ribbentrop and Sauckel each took 14 minutes to choke to death, while Keitel, whose death was the most painful, struggled for 28 minutes at the end of the rope before expiring.
... in the light of the similar conduct of the British Admiralty and the United States Navy, the tribunal did not impose any punishment on the Admirals for these violations; they were punished for other violations only [p. 103] ... the tu quoque argument received recognition at the International Military Tribunal at Nuremberg [p. 117] ... the [ICTY] Trial Chamber argued that 'the tu quoque argument is flawed in principle ... [p. 119]
These citations refer to documents at "The International Military Tribunal for Germany". The Avalon Project: Documents in Law, History, and Diplomacy. Yale Law School Lillian Goldman Law Library.
Arthur Seyss-Inquart (German: Seyß-Inquart ; 22 July 1892 – 16 October 1946) was an Austrian Nazi politician who served as Chancellor of Austria for two days – from 11 to 13 March 1938 – before the Anschluss annexation of Austria by Nazi Germany, signing the constitutional law as acting head of state upon the resignation of President Wilhelm Miklas.
During World War II, he served in the General Government of Poland and as Reichskommissar of the Netherlands. At the Nuremberg trials, he was found guilty of crimes against humanity, sentenced to death, and executed.Baron Birkett
Baron Birkett, of Ulverston in the County Palatine of Lancaster, is a hereditary title in the Peerage of the United Kingdom. It was created on 31 January 1958 for the prominent lawyer Sir Norman Birkett. He was one of the British judges at the Nuremberg Trials who later served as a Lord Justice of Appeal before becoming a Law Lord.On 3 April 2015, the title devolved upon Norman Birkett's grandson who became the third Baron, succeeding his father.Benjamin Kaplan
Benjamin Kaplan (April 11, 1911 – August 18, 2010) was an American copyright scholar and jurist. He was also notable as "one of the principal architects" of the Nuremberg trials.Kaplan grew up in the South Bronx, graduating from DeWitt Clinton High School at the age of 14. He then attended City College, graduating in 1929 at the age of 18, and Columbia Law School in 1933, and engaged in private practice until 1942 when he joined the Army.In 1945, while a Lieutenant Colonel in the Army, Kaplan joined the prosecution team developing the case against the Nazi war criminals. Kaplan supervised the research and developed legal strategies for the case. In 1947 he joined the faculty at Harvard Law School.Kaplan co-wrote the first casebook on copyright, with Yale Law School Professor Ralph Brown in 1960. As the Royall Professor of Law at Harvard Law School, he delivered a series of lectures at Columbia Law in 1966. The James S. Carpentier Lectures were then published in 1967 as An Unhurried View of Copyright. Kaplan also served on the Massachusetts Supreme Judicial Court from 1972–1981 and later on the Massachusetts Appeals Court.
Among Kaplan's students at Harvard were future U.S. Supreme Court Justices Ruth Bader Ginsburg and Stephen Breyer, the latter of whose views on copyright appear to have been influenced by those of Judge Kaplan. Among his former law clerks are the influential scholar Cass Sunstein and First Amendment attorney Marjorie Heins.
In 1942 Kaplan married to Felicia Lamport (1916 – 23 December 1999), a political satirist and writer of light verse. The couple had two children. Kaplan died of pneumonia in his Cambridge, Massachusetts home on August 18, 2010 at 99 years old.Charles M. La Follette
Charles Marion La Follette (February 27, 1898, in New Albany, Indiana – June 27, 1974, in Trenton, New Jersey) was an American lawyer and politician from Indiana. His great-grandfather was William Heilman, who was in the United States House of Representatives from Indiana. He served as a Republican in the United States House of Representatives during the 1940s and took part in the post-World War II Nuremberg Trials.
During World War I, La Follette was in the United States Army from 1917 to 1919, where he served in the 151st Infantry Regiment of the 38th Infantry Division. After his military service, La Follette studied law at Vanderbilt University in Nashville, Tennessee, and was admitted to the Indiana State Bar Association in 1925. He set up practice in Evansville, Indiana. La Follette served as a Republican in the Indiana House of Representatives from 1927 to 1929, and in the United States House of Representatives from 1943 to 1947. In 1947 he served as deputy chief of counsel for war crimes in the Nuremberg Trials. La Follette then served as the Director of Americans for Democratic Action from 1949 to 1950, and served on the Subversive Activities Control Board from 1950 to 1951.He was a third cousin of Robert M. La Follette, Jr. and Philip La Follette.He died in Trenton, New Jersey on June 27, 1974. His body was cremated and the ashes interred at Locust Hill Cemetery in Evansville, Indiana.Crimes against humanity
Crimes against humanity are certain acts that are deliberately committed as part of a widespread or systematic attack directed against any civilian or an identifiable part of a civilian population. The first prosecution for crimes against humanity took place at the Nuremberg trials. Crimes against humanity have since been prosecuted by other international courts (for example, the International Court of Justice, the International Criminal Tribunal for the former Yugoslavia, and the International Criminal Court) as well as in domestic prosecutions. The law of crimes against humanity has primarily developed through the evolution of customary international law. Crimes against humanity are not codified in an international convention, although there is currently an international effort to establish such a treaty, led by the Crimes Against Humanity Initiative.
Unlike war crimes, crimes against humanity can be committed during peace or war. They are not isolated or sporadic events, but are part either of a government policy (although the perpetrators need not identify themselves with this policy) or of a wide practice of atrocities tolerated or condoned by a government or a de facto authority. War crimes, murder, massacres, dehumanization, genocide, ethnic cleansing, deportations, unethical human experimentation, extrajudicial punishments including summary executions, use of WMDs, state terrorism or state sponsoring of terrorism, death squads, kidnappings and forced disappearances, military use of children, unjust imprisonment, enslavement, cannibalism, torture, rape, political repression, racial discrimination, religious persecution and other human rights abuses may reach the threshold of crimes against humanity if they are part of a widespread or systematic practice.Ernst Kaltenbrunner
Ernst Kaltenbrunner (4 October 1903 – 16 October 1946) was an Austrian-born senior official of Nazi Germany during World War II. An Obergruppenführer (general) in the Schutzstaffel (SS), between January 1943 and May 1945 he held the offices of Chief of the Reich Main Security Office (Reichssicherheitshauptamt; RSHA). He was the highest-ranking member of the SS to face trial at the first Nuremberg trials. He was found guilty of war crimes, crimes against humanity, and executed by hanging.Gustav Krupp von Bohlen und Halbach
Gustav Krupp von Bohlen und Halbach (7 August 1870 – 16 January 1950) ran the German Friedrich Krupp AG heavy industry conglomerate from 1909 until 1941. He and his son Alfried would lead the company through two world wars, producing almost everything for the German war machine from U-boats, battleships, howitzers, trains, railway guns, machine guns, cars, tanks, and much more. Krupp produced the Tiger I tank, Big Bertha, the Paris Gun, among other inventions under Gustav. Following the war, plans to prosecute Gustav Krupp as a war criminal at the 1945 Nuremberg Trials were dropped because by then he was bedridden and senile.Gustave Gilbert
Gustave Mark Gilbert (September 30, 1911 – February 6, 1977) was an American psychologist best known for his writings containing observations of high-ranking Nazi leaders during the Nuremberg trials. His 1950 book The Psychology of Dictatorship was an attempt to profile the Nazi German dictator Adolf Hitler using as reference the testimonials of Hitler's closest generals and commanders. Gilbert's published work is still a subject of study in many universities and colleges, especially in the field of psychology.Judgment at Nuremberg
Judgment at Nuremberg is a 1961 American courtroom drama film directed by Stanley Kramer, written by Abby Mann and starring Spencer Tracy, Burt Lancaster, Richard Widmark, Maximilian Schell, Werner Klemperer, Marlene Dietrich, Judy Garland, William Shatner, and Montgomery Clift. Set in Nuremberg in 1948, the film depicts a fictionalized version of the Judges' Trial of 1947, one of the twelve U.S. military tribunals during the Subsequent Nuremberg trials.
The film centers on a military tribunal led by Chief Trial Judge Dan Haywood (Tracy), before which four German judges and prosecutors (as compared to 16 defendants in the actual Judges' Trial) stand accused of crimes against humanity for their involvement in atrocities committed under the Nazi regime. The film deals with non-combatant war crimes against a civilian population, the Holocaust, and examines the post-World War II geopolitical complexity of the actual Nuremberg Trials. An earlier version of the story was broadcast as a television episode of Playhouse 90. Schell and Klemperer played the same roles in both productions.
In 2013, Judgment at Nuremberg was selected for preservation in the United States National Film Registry by the Library of Congress as being "culturally, historically, or aesthetically significant".Law in Nazi Germany
From 1933 to 1945, the Nazi regime ruled Germany and dominated large portions of Europe. During this time, Nazi Germany shifted away from its post-World War I society and superimposed its central ideology, “biological racism," onto Germany's legal and justice systems. This shift from Germany's traditional legal system, the 'Normative State,' to the Nazi's ideological mission, the 'Prerogative State,' enabled the performance of the mass atrocities that are now commonly associated with the Nazi regime. For this to succeed, the formal justice system was significantly dependent on judges, lawyers and other civil servants in order for them to acclimatise themselves to Nazi interference.Nuremberg (2000 film)
Nuremberg is a 2000 Canadian/United States television docudrama, based on the book Nuremberg: Infamy on Trial by Joseph E. Persico, that tells the story of the Nuremberg trials.Nuremberg Trials (film)
The Nuremberg Trials is a 1947 Soviet-made documentary film about the trials of the Nazi leadership. It was produced by Roman Karmen, and was an English-language version of the Russian language film Суд народов ("Judgment of the Peoples" or "Judgment of the Nations").
Most of the film describes the Nazis' crimes in detail, particularly those committed in the Soviet Union. It claims that if not stopped, the Nazis would have "turned the whole world into a Majdanek". It also includes some elements of anti-capitalist propaganda, claiming that the real rulers of Germany were "armament kings" such as Gustav Krupp von Bohlen und Halbach. Of the Holocaust and the recovery of gold from its victims, the film accurately notes that the Nazis "even made death into a commercial enterprise."
It is noted in the film that the Soviet Union objected to the acquittal of Hans Fritzsche, Franz von Papen and Hjalmar Schacht, and to the fact that Rudolf Hess was given a sentence of life imprisonment, rather than a death sentence. The film shows the corpses of the executed Nazis, before ending with the words "Let the Nuremberg Trial be a stern warning to all warmongers. Let it serve the cause of world-wide peace – of an enduring and democratic peace" spoken while displayed on-screen.
The film does not refer to the Auschwitz concentration camp by the German name by which it is usually known in the English-speaking world, but instead, referred to "the martyrs of Majdanek and Osventsim", using the original Polish name Oświęcim/Oswiecim.Nuremberg executions
The Nuremberg executions took place on 16 October 1946, shortly after the conclusion of the Nuremberg Trials. Ten prominent members of the political and military leadership of Nazi Germany were executed by hanging: Hans Frank, Wilhelm Frick, Alfred Jodl, Ernst Kaltenbrunner, Wilhelm Keitel, Joachim von Ribbentrop, Alfred Rosenberg, Fritz Sauckel, Arthur Seyss-Inquart, and Julius Streicher. Hermann Göring was also scheduled to be hanged on that day, but committed suicide using a potassium cyanide capsule the night before. Martin Bormann was also sentenced to death in absentia, but reportedly had committed suicide while attempting to escape Berlin on 2 May 1945.
The sentences were carried out in the gymnasium of Nuremberg Prison by the United States Army using the standard drop method instead of long drop.The executioners were Master Sergeant John C. Woods and his assistant, military policeman Joseph Malta. Woods may have miscalculated the lengths for the ropes used for the executions, such that some of the men did not die quickly of an intended broken neck but instead strangled to death slowly.Some reports indicated some executions took from 14 minutes to 28 minutes. The Army denied claims that the drop length was too short or that the condemned died from strangulation instead of a broken neck.Additionally, the trapdoor was too small, such that several of the condemned suffered bleeding head injuries when they hit the sides of the trapdoor while dropping through.The bodies were rumored to have been taken to Dachau for cremation, but were instead incinerated in a crematorium in Munich and the ashes scattered over the river Isar.Kingsbury Smith of the International News Service wrote an eyewitness account of a reporter watching the hangings. His historical press account of it appeared with photos in newspapers.Nuremberg principles
The Nuremberg principles are a set of guidelines for determining what constitutes a war crime. The document was created by the International Law Commission of the United Nations to codify the legal principles underlying the Nuremberg Trials of Nazi party members following World War II.Palace of Justice, Nuremberg
The Nuremberg Palace of Justice (German Justizpalast) is a building complex in Nuremberg, Bavaria, Germany. It was constructed from 1909 to 1916 and houses the appellate court (Oberlandesgericht), the regional court (Landgericht), the local court (Amtsgericht) and the public prosecutor's office (Staatsanwaltschaft). The Nuremberg Trials Memorial (Memorium Nürnberger Prozesse) is located on the top floor of the courthouse.Subsequent Nuremberg trials
The subsequent Nuremberg trials (formally the Trials of War Criminals before the Nuremberg Military Tribunals) were a series of twelve military tribunals for war crimes against members of the leadership of Nazi Germany, held in the Palace of Justice, Nuremberg, after World War II from 1946 to 1949 following the Trial of the Major War Criminals before the International Military Tribunal.Superior orders
Superior orders, often known as the Nuremberg defense, lawful orders, just following orders, or by the German phrase Befehl ist Befehl ("an order is an order"), is a plea in a court of law that a person—whether a member of the military, law enforcement, a firefighting force, or the civilian population—not be held guilty for actions ordered by a superior officer or an official.The superior orders plea is often regarded as the complement to command responsibility.One of the most noted uses of this plea, or defense, was by the accused in the 1945–1946 Nuremberg trials, such that it is also called the "Nuremberg defense". The Nuremberg trials were a series of military tribunals, held by the main victorious Allied forces after World War II, most notable for the prosecution of prominent members of the political, military, and economic leadership of the defeated Nazi Germany. These trials, under the London Charter of the International Military Tribunal that set them up, established that the defense of superior orders was no longer enough to escape punishment, but merely enough to lessen punishment.Historically, the plea of superior orders has been used both before and after the Nuremberg Trials, with a notable lack of consistency in various rulings.
Apart from the specific plea of superior orders, discussions about how the general concept of superior orders ought to be used, or ought not to be used, have taken place in various arguments, rulings and statutes that have not necessarily been part of "after the fact" war crimes trials, strictly speaking. Nevertheless, these discussions and related events help to explain the evolution of the specific plea of superior orders and the history of its usage.Telford Taylor
Telford Taylor (1908–1998) was an American lawyer best known for his role as Counsel for the Prosecution at the Nuremberg Trials after World War II, his opposition to Senator Joseph McCarthy in the 1950s, and his outspoken criticism of U.S. actions during the Vietnam War in the 1960s and 1970s.That Justice Be Done
That Justice Be Done was a one-reel American propaganda film directed by George Stevens and made in 1945 by the Office of War Information for the US Chief of Counsel at Nuremberg and the War Crimes Office of the Judge Advocate General's Corps.
The film opens with a shot of the Jefferson Memorial and a voice over of Jefferson declaring his opposition to all forms of tyranny, then slowly fades to footage of Adolf Hitler making a speech soon dubbed into English "We have the right to do anything which benefits the German race, including complete expulsion of inferior peoples." The camera then moves to the crowds of people shouting "Sieg heil" and the soundtrack continues over pictures of war crimes.
The narrator describes how the various classes of war criminals, traitors, and people who committed specific acts are dealt with, then moves on to the major Nazi war criminals. The narrator states that we cannot torture or poison them like they did to their victims, but must uphold a higher standard of justice, exemplified by George Washington. The film states that 1945 must be the year of not only Germany's military defeat but also that of a trial and therefore a public exposure and repudiation of the ideas of Nazism itself.