# Cone penetration test

The cone penetration or cone penetrometer test (CPT) is a method used to determine the geotechnical engineering properties of soils and delineating soil stratigraphy. It was initially developed in the 1950s at the Dutch Laboratory for Soil Mechanics in Delft to investigate soft soils. Based on this history it has also been called the "Dutch cone test". Today, the CPT is one of the most used and accepted soil methods for soil investigation worldwide.

The test method consists of pushing an instrumented cone, with the tip facing down, into the ground at a controlled rate (controlled between 1.5 -2.5 cm/s accepted). The resolution of the CPT in delineating stratigraphic layers is related to the size of the cone tip, with typical cone tips having a cross-sectional area of either 10 or 15 cm², corresponding to diameters of 3.6 and 4.4 cm. A very early ultra-miniature 1  cm² subtraction penetrometer was developed and used on a US mobile ballistic missile launch system (MGM-134 Midgetman) soil/structure design program in 1984 at the Earth Technology Corporation of Long Beach, California.

A CPT truck operated by the USGS.
Simplified version of a cone penetrometer.

## History and development

The result of a cone penetration test: resistance and friction on the left, friction ratio (%) on the right.

The early applications of CPT mainly determined the soil geotechnical property of bearing capacity. The original cone penetrometers involved simple mechanical measurements of the total penetration resistance to pushing a tool with a conical tip into the soil. Different methods were employed to separate the total measured resistance into components generated by the conical tip (the "tip friction") and friction generated by the rod string. A friction sleeve was added to quantify this component of the friction and aid in determining soil cohesive strength in the 1960s.[1] Electronic measurements began in 1948 and improved further in the early 1970s.[2] Most modern electronic CPT cones now also employ a pressure transducer with a filter to gather pore water pressure data. The filter is usually located either on the cone tip (the so-called U1 position), immediately behind the cone tip (the most common U2 position) or behind the friction sleeve (U3 position). Pore water pressure data aids determining stratigraphy and is primarily used to correct tip friction values for those effects. CPT testing which also gathers this piezometer data is called CPTU testing. CPT and CPTU testing equipment generally advances the cone using hydraulic rams mounted on either a heavily ballasted vehicle or using screwed-in anchors as a counter-force. One advantage of CPT over the Standard Penetration Test (SPT) is a more continuous profile of soil parameters, with data recorded at intervals typically of 20 cm but as small as 1 cm.

Manufacturers of cone penetrometer probes and data acquisition systems include Hogentogler, which has been acquired by the Vertek Division of Applied Research Associates,[3][4] GeoPoint Systems BV[5] and Pagani Geotechnical Equipment.[6]

## Additional in situ testing parameters

In addition to the mechanical and electronic cones, a variety of other CPT-deployed tools have been developed over the years to provide additional subsurface information. One common tool advanced during CPT testing is a geophone set to gather seismic shear wave and compression wave velocities. This data helps determine the shear modulus and Poisson's ratio at intervals through the soil column for soil liquefaction analysis and low-strain soil strength analysis. Engineers use the shear wave velocity and shear modulus to determine the soil's behavior under low-strain and vibratory loads. Additional tools such as laser-induced fluorescence, X-ray fluorescence,[7] soil conductivity/resistivity,[8] pH, temperature and membrane interface probe and cameras for capturing video imagery are also increasingly advanced in conjunction with the CPT probe.

An additional CPT deployed tool used in Britain, Netherlands, Germany, Belgium and France is a piezocone combined with a tri-axial magnetometer. This is used to attempt to ensure that tests, boreholes, and piles, do not encounter unexploded ordnance (UXB) or duds. The magnetometer in the cone detects ferrous materials of 50 kg or larger within a radius of up to about 2 m distance from the probe depending on the material, orientation and soil conditions.

## Standards and use

CPT for geotechnical applications was standardized in 1986 by ASTM Standard D 3441 (ASTM, 2004). ISSMGE provides international standards on CPT and CPTU. Later ASTM Standards have addressed the use of CPT for various environmental site characterization and groundwater monitoring activities.[9][10][11] For geotechnical soil investigations, CPT is more popular compared to SPT as a method of geotechnical soil investigation. Its increased accuracy, speed of deployment, more continuous soil profile and reduced cost over other soil testing methods. The ability to advance additional in situ testing tools using the CPT direct push drilling rig, including the seismic tools described above, are accelerating this process.

## References

1. ^ Begemann, H. K. S, 1965, "The Friction Jacket Cone as an Aid in Determining the Soil Profile"; Proceedings, 6th ICSMFE, Montreal, Quebec, Canada, Vol I, pp.17-20.
2. ^ De Reister, J., 1971, "Electric Penetrometer for Site Investigations"; Journal of SMFE Division, ASCE, Vol. 97, SM-2, pp. 457-472.
3. ^ "CPT Equipment". Hogentogler & Co., Inc. Archived from the original on March 4, 2016.
4. ^ "CPT Cones and Data Acquisition Systems - Vertek CPT". Applied Research Associates, Inc. 2016.
5. ^ "Geopoint.nl". Geopoint Systems BV. 2016.
6. ^ "CPT - Cones and Acquisition Systems". Pagani Geotechnical Equipment. 2015.
7. ^ "Home | Chemistry Division". chemistry.nrl.navy.mil. Retrieved 2015-04-20.
8. ^ Strutynsky, A.I., R. Sandiford, D. Cavaliere, 1991. Use of Piezometric Cone Penetration Testing with Electrical Conductivity Measurements (CPTU-EC) for Detection of Hydrocarbon Contamination in Saturated Granular Soils. Current Practices in Ground Water and Vadose Zone Investigations, ASTM
9. ^ ASTM 6001
10. ^ ASTM 6067
11. ^ Strutynsky, A.I., T. Sainey, 1990. Use of the Piezometric Cone Penetration Test and Penetrometer Groundwater Sampling for Volatile Organic Contaminant Plume Detection. Petroleum Hydrocarbons and Organic Chemicals in Groundwater: Prevention, Detection and Restoration. API/NWWA

## Bibliography

• "Cone Penetration Testing in Geotechnical Practice"; T. Lunne, P.K. Robertson and J.J.M. Powell. Blackie Academic & Professional. London.
• Meigh, A.C., 1987 "Cone Penetration Testing - Methods and Interpretation", CIRIA, Butterworths.
• ASTM, 2004, "Standard Method of Deep Quasi-Static Cone and Friction-Cone Penetration Tests of Soil"; ASTM Standard D 3441, ASTM International, West Conshohocken, PA, 7 pp.
• ASTM D-5778 "Standard Test Method for Performing Electronic Friction Cone and Piezocone Penetration Testing of Soils".
• International Reference Test Procedure for CPT and CPTU - International Society of Soil Mechanics and Geotechnical Engineering (ISSMGE)
• Mayne, Paul; Auxt, Jay A.; Mitchell, James K.; Yilmaz, Recep (October 4–5, 1995). "U.S. National Report on CPT" (PDF). Proceedings, International Symposium on Cone Penetration Testing, Vol. 1 (CPT '95). Linköping, Sweden: Swedish Geotechnical Society. pp. 263–276. Retrieved 2011-09-26.
Borehole

A borehole is a narrow shaft bored in the ground, either vertically or horizontally. A borehole may be constructed for many different purposes, including the extraction of water, other liquids (such as petroleum) or gases (such as natural gas), as part of a geotechnical investigation, environmental site assessment, mineral exploration, temperature measurement, as a pilot hole for installing piers or underground utilities, for geothermal installations, or for underground storage of unwanted substances, e.g. in carbon capture and storage.

Clay

Clay is a finely-grained natural rock or soil material that combines one or more clay minerals with possible traces of quartz (SiO2), metal oxides (Al2O3 , MgO etc.) and organic matter. Geologic clay deposits are mostly composed of phyllosilicate minerals containing variable amounts of water trapped in the mineral structure. Clays are plastic due to particle size and geometry as well as water content, and become hard, brittle and non–plastic upon drying or firing. Depending on the soil's content in which it is found, clay can appear in various colours from white to dull grey or brown to deep orange-red.

Although many naturally occurring deposits include both silts and clay, clays are distinguished from other fine-grained soils by differences in size and mineralogy. Silts, which are fine-grained soils that do not include clay minerals, tend to have larger particle sizes than clays. There is, however, some overlap in particle size and other physical properties. The distinction between silt and clay varies by discipline. Geologists and soil scientists usually consider the separation to occur at a particle size of 2 µm (clays being finer than silts), sedimentologists often use 4–5 μm, and colloid chemists use 1 μm. Geotechnical engineers distinguish between silts and clays based on the plasticity properties of the soil, as measured by the soils' Atterberg limits. ISO 14688 grades clay particles as being smaller than 2 μm and silt particles as being larger.

Mixtures of sand, silt and less than 40% clay are called loam. Loam makes good soil and is used as a building material.

Gravel

Gravel is a loose aggregation of rock fragments. Gravel is classified by particle size range and includes size classes from granule- to boulder-sized fragments. In the Udden-Wentworth scale gravel is categorized into granular gravel (2 to 4 mm or 0.079 to 0.157 in) and pebble gravel (4 to 64 mm or 0.2 to 2.5 in). ISO 14688 grades gravels as fine, medium, and coarse with ranges 2 mm to 6.3 mm to 20 mm to 63 mm. One cubic metre of gravel typically weighs about 1,800 kg (or a cubic yard weighs about 3,000 pounds).

Gravel is an important commercial product, with a number of applications. Many roadways are surfaced with gravel, especially in rural areas where there is little traffic. Globally, far more roads are surfaced with gravel than with concrete or asphalt; Russia alone has over 400,000 km (250,000 mi) of gravel roads. Both sand and small gravel are also important for the manufacture of concrete.

Mass wasting

Mass wasting, also known as slope movement or mass movement, is the geomorphic process by which soil, sand, regolith, and rock move downslope typically as a solid, continuous or discontinuous mass, largely under the force of gravity, frequently with characteristics of a flow as in debris flows and mudflows. Types of mass wasting include creep, slides, flows, topples, and falls, each with its own characteristic features, and taking place over timescales from seconds to hundreds of years. Mass wasting occurs on both terrestrial and submarine slopes, and has been observed on Earth, Mars, Venus, and Jupiter's moon Io.

When the gravitational force acting on a slope exceeds its resisting force, slope failure (mass wasting) occurs. The slope material's strength and cohesion and the amount of internal friction within the material help maintain the slope's stability and are known collectively as the slope's shear strength. The steepest angle that a cohesionless slope can maintain without losing its stability is known as its angle of repose. When a slope made of loose material possesses this angle, its shear strength counterbalances the force of gravity acting upon it.

Mass wasting may occur at a very slow rate, particularly in areas that are very dry or those areas that receive sufficient rainfall such that vegetation has stabilized the surface. It may also occur at very high speed, such as in rockslides or landslides, with disastrous consequences, both immediate and delayed, e.g., resulting from the formation of landslide dams. Factors that change the potential of mass wasting include: change in slope angle, weakening of material by weathering, increased water content; changes in vegetation cover, and overloading.

Volcano flanks can become over-steep resulting in instability and mass wasting. This is now a recognised part of the growth of all active volcanoes. It is seen on submarine as well as surface volcanoes: Loihi in the Hawaiian volcanic chain and Kick 'em Jenny in the Caribbean volcanic arc are two submarine volcanoes that are known to undergo mass wasting. The failure of the northern flank of Mount St Helens in 1980 showed how rapidly volcanic flanks can deform and fail.

Natchez silt loam

In 1988, the Professional Soil Classifiers Association of Mississippi selected Natchez silt loam soil to represent the soil resources of the State. These soils exist on 171,559 acres (0.56% of state) of landscape in Mississippi.

Permeability (earth sciences)

Permeability in fluid mechanics and the earth sciences (commonly symbolized as k) is a measure of the ability of a porous material (often, a rock or an unconsolidated material) to allow fluids to pass through it.

The permeability of a medium is related to the porosity, but also to the shapes of the pores in the medium and their level of connectedness.

Response spectrum

A response spectrum is a plot of the peak or steady-state response (displacement, velocity or acceleration) of a series of oscillators of varying natural frequency, that are forced into motion by the same base vibration or shock. The resulting plot can then be used to pick off the response of any linear system, given its natural frequency of oscillation. One such use is in assessing the peak response of buildings to earthquakes. The science of strong ground motion may use some values from the ground response spectrum (calculated from recordings of surface ground motion from seismographs) for correlation with seismic damage.

If the input used in calculating a response spectrum is steady-state periodic, then the steady-state result is recorded. Damping must be present, or else the response will be infinite. For transient input (such as seismic ground motion), the peak response is reported. Some level of damping is generally assumed, but a value will be obtained even with no damping.

Response spectra can also be used in assessing the response of linear systems with multiple modes of oscillation (multi-degree of freedom systems), although they are only accurate for low levels of damping. Modal analysis is performed to identify the modes, and the response in that mode can be picked from the response spectrum. These peak responses are then combined to estimate a total response. A typical combination method is the square root of the sum of the squares (SRSS) if the modal frequencies are not close. The result is typically different from that which would be calculated directly from an input, since phase information is lost in the process of generating the response spectrum.

The main limitation of response spectra is that they are only universally applicable for linear systems. Response spectra can be generated for non-linear systems, but are only applicable to systems with the same non-linearity, although attempts have been made to develop non-linear seismic design spectra with wider structural application. The results of this cannot be directly combined for multi-mode response.

Sand

Sand is a granular material composed of finely divided rock and mineral particles. It is defined by size, being finer than gravel and coarser than silt. Sand can also refer to a textural class of soil or soil type; i.e., a soil containing more than 85 percent sand-sized particles by mass.The composition of sand varies, depending on the local rock sources and conditions, but the most common constituent of sand in inland continental settings and non-tropical coastal settings is silica (silicon dioxide, or SiO2), usually in the form of quartz. The second most common type of sand is calcium carbonate, for example, aragonite, which has mostly been created, over the past half billion years, by various forms of life, like coral and shellfish. For example, it is the primary form of sand apparent in areas where reefs have dominated the ecosystem for millions of years like the Caribbean.

Sand is a non-renewable resource over human timescales, and sand suitable for making concrete is in high demand. Desert sand, although plentiful, is not suitable for concrete. 50 billion tons of beach sand and fossil sand is used each year for construction.

Seismoelectrical method

The seismoelectrical method (which is different from the electroseismic physical principle) is based on the generation of electromagnetic fields in soils and rocks by seismic waves. This technique is still under development and in the future it may have applications like detecting and characterizing fluids in the underground by their electrical properties, among others, usually related to fluids (porosity, transmissivity, physical properties).

Silt

Silt is granular material of a size between sand and clay, whose mineral origin is quartz and feldspar. Silt may occur as a soil (often mixed with sand or clay) or as sediment mixed in suspension with water (also known as a suspended load) and soil in a body of water such as a river. It may also exist as soil deposited at the bottom of a water body, like mudflows from landslides. Silt has a moderate specific area with a typically non-sticky, plastic feel. Silt usually has a floury feel when dry, and a slippery feel when wet. Silt can be visually observed with a hand lens, exhibiting a sparkly appearance. It also can be felt by the tongue as granular when placed on the front teeth (even when mixed with clay particles).

Soil liquefaction

Soil liquefaction occurs when a saturated or partially saturated soil substantially loses strength and stiffness in response to an applied stress such as shaking during an earthquake or other sudden change in stress condition, in which material that is ordinarily a solid behaves like a liquid.

In soil mechanics, the term "liquefied" was first used by Allen Hazen in reference to the 1918 failure of the Calaveras Dam in California. He described the mechanism of flow liquefaction of the embankment dam as:

If the pressure of the water in the pores is great enough to carry all the load, it will have the effect of holding the particles apart and of producing a condition that is practically equivalent to that of quicksand… the initial movement of some part of the material might result in accumulating pressure, first on one point, and then on another, successively, as the early points of concentration were liquefied.

The phenomenon is most often observed in saturated, loose (low density or uncompacted), sandy soils. This is because a loose sand has a tendency to compress when a load is applied. Dense sands, by contrast, tend to expand in volume or 'dilate'. If the soil is saturated by water, a condition that often exists when the soil is below the water table or sea level, then water fills the gaps between soil grains ('pore spaces'). In response to soil compressing, the pore water pressure increases and the water attempts to flow out from the soil to zones of low pressure (usually upward towards the ground surface). However, if the loading is rapidly applied and large enough, or is repeated many times (e.g. earthquake shaking, storm wave loading) such that the water does not flow out before the next cycle of load is applied, the water pressures may build to the extent that it exceeds the force (contact stresses) between the grains of soil that keep them in contact. These contacts between grains are the means by which the weight from buildings and overlying soil layers is transferred from the ground surface to layers of soil or rock at greater depths. This loss of soil structure causes it to lose its strength (the ability to transfer shear stress), and it may be observed to flow like a liquid (hence 'liquefaction').

Although the effects of liquefaction have been long understood, engineers took more notice after the 1964 Niigata earthquake and 1964 Alaska earthquake. It was a major factor in the destruction in San Francisco's Marina District during the 1989 Loma Prieta earthquake, and in Port of Kobe during the 1995 Great Hanshin earthquake. More recently liquefaction was largely responsible for extensive damage to residential properties in the eastern suburbs and satellite townships of Christchurch, New Zealand during the 2010 Canterbury earthquake and more extensively again following the Christchurch earthquakes that followed in early and mid-2011. On 28 September 2018, an earthquake of 7.5 magnitude hit the Central Sulawesi province of Indonesia. Resulting soil liquefaction buried the suburb of Balaroa and Petobo village in 3 meters deep mud. The government of Indonesia is considering designating the two neighborhoods of Balaroa and Petobo, that have been totally buried under mud, as mass graves.The building codes in many countries require engineers to consider the effects of soil liquefaction in the design of new buildings and infrastructure such as bridges, embankment dams and retaining structures.

Sounding

Sounding is (whether implemented with sounds or not) any of several forms of remote sensing.

Specific storage

In the field of hydrogeology, storage properties are physical properties that characterize the capacity of an aquifer to release groundwater. These properties are storativity (S), specific storage (Ss) and specific yield (Sy).

They are often determined using some combination of field tests (e.g., aquifer tests) and laboratory tests on aquifer material samples. Recently, these properties have been also determined using remote sensing data derived from Interferometric synthetic-aperture radar.

Standard penetration test

The standard penetration test (SPT) is an in-situ dynamic penetration test designed to provide information on the geotechnical engineering properties of soil. This test is the most frequently used subsurface exploration drilling test performed worldwide. The test procedure is described in ISO 22476-3, ASTM D1586 and Australian Standards AS 1289.6.3.1.

The test provides samples for identification purposes and provides a measure of penetration resistance which can be used for geotechnical design purposes. Many local and widely published international correlations which relate blow count, or N-value, to the engineering properties of soils are available for geotechnical engineering purposes.

Thixotropy

Thixotropy is a time-dependent shear thinning property. Certain gels or fluids that are thick or viscous under static conditions will flow (become thin, less viscous) over time when shaken, agitated, sheared or otherwise stressed (time dependent viscosity). They then take a fixed time to return to a more viscous state.

Some non-Newtonian pseudoplastic fluids show a time-dependent change in viscosity; the longer the fluid undergoes shear stress, the lower its viscosity. A thixotropic fluid is a fluid which takes a finite time to attain equilibrium viscosity when introduced to a steep change in shear rate. Some thixotropic fluids return to a gel state almost instantly, such as ketchup, and are called pseudoplastic fluids. Others such as yogurt take much longer and can become nearly solid. Many gels and colloids are thixotropic materials, exhibiting a stable form at rest but becoming fluid when agitated. Thixotropy arises because particles or structured solutes require time to organize. An excellent overview of thixotropy has been provided by Mewis and Wagner.Some fluids are anti-thixotropic: constant shear stress for a time causes an increase in viscosity or even solidification. Fluids which exhibit this property are sometimes called rheopectic. Anti-thixotropic fluids are less well documented than thixotropic fluids.

Trench

A trench is a type of excavation or depression in the ground that is generally deeper than it is wide (as opposed to a wider gully, or ditch), and narrow compared with its length (as opposed to a simple hole).In geology, trenches are created as a result of erosion by rivers or by geological movement of tectonic plates. In the civil engineering field, trenches are often created to install underground infrastructure or utilities (such as gas mains, water mains or telephone lines), or later to access these installations. Trenches have also often been dug for military defensive purposes. In archaeology, the "trench method" is used for searching and excavating ancient ruins or to dig into strata of sedimented material.

Void ratio

The void ratio of a mixture is the ratio of the volume of voids to volume of solids.

It is a dimensionless quantity in materials science, and is closely related to porosity as follows:

${\displaystyle e={\frac {V_{V}}{V_{S}}}={\frac {V_{V}}{V_{T}-V_{V}}}={\frac {\phi }{1-\phi }}}$

and

${\displaystyle \phi ={\frac {V_{V}}{V_{T}}}={\frac {V_{V}}{V_{S}+V_{V}}}={\frac {e}{1+e}}}$

where ${\displaystyle e}$ is void ratio, ${\displaystyle \phi }$ is porosity, VV is the volume of void-space (such as fluids), VS is the volume of solids, and VT is the total or bulk volume. This figure is relevant in composites, in mining (particular with regard to the properties of tailings), and in soil science. In geotechnical engineering, it is considered as one of the state variables of soils and represented by the symbol e.

Note that in geotechnical engineering, the symbol ${\displaystyle \phi }$ usually represents the angle of shearing resistance, a shear strength (soil) parameter. Because of this, the equation is usually rewritten using ${\displaystyle n}$ for porosity:

${\displaystyle e={\frac {V_{V}}{V_{S}}}={\frac {V_{V}}{V_{T}-V_{V}}}={\frac {n}{1-n}}}$

and

${\displaystyle n={\frac {V_{V}}{V_{T}}}={\frac {V_{V}}{V_{S}+V_{V}}}={\frac {e}{1+e}}}$

where ${\displaystyle e}$ is void ratio, ${\displaystyle n}$ is porosity, VV is the volume of void-space (air and water), VS is the volume of solids, and VT is the total or bulk volume.

Soil
Foundations
Retaining walls
Stability
Earthquakes
Geosynthetics
Numerical analysis

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